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Advisor at BLACKRIDGE ASSET MANAGEMENT, LLC
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLACKRIDGE ASSET MANAGEMENT, LLC | Independent wealth | Sep 1, 2016 | n/a | yes | San Antonio, TX | Current employment |
| HCW ASSET MANAGEMENT, LLC | n/a | Nov 24, 2008 | Oct 16, 2009 | no | SAN ANTONIO, TX | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jun 19, 2008 | Aug 29, 2016 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 9, 2007 | Jun 24, 2008 | no | SAN ANTONIO, TX | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 2, 2006 | Nov 6, 2007 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | HCW ASSET MANAGEMENT, LLC | Aug 29, 2016 | Nov 24, 2008 | -2,835 | Firm change after gap | Other |
| HCW ASSET MANAGEMENT, LLC | BLACKRIDGE ASSET MANAGEMENT, LLC | Oct 16, 2009 | Sep 1, 2016 | 2,512 | Firm change after gap | Other |
| LPL FINANCIAL LLC | NEXT FINANCIAL GROUP, INC. | Jun 24, 2008 | Jun 19, 2008 | -5 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LPL FINANCIAL LLC | Nov 6, 2007 | Nov 9, 2007 | 3 | Firm change | Other |