DFX Intelligence

K••• O••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

K••• O••• F•••••••••

Advisor at R•• C•••••• M••••••• L••

SPANGLE, WA | SPOKANE, WA

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Search this name across graphsid dfx:ria:7edfe0d6-1e63-c7d0-db36-19f271661b35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Apr 26, 2018	n/a	yes	SPOKANE, WA\|SPANGLE, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 18, 2010	Apr 30, 2018	no	SPOKANE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•• C•••••• M••••••• L••	Apr 30, 2018	Apr 26, 2018	-4	Firm change	Wirehouse to ibd
D••• D••••••• • C••	W•••• F•••• A•••••••	Mar 22, 2010	Mar 18, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:31194:WA:2018-04-30	Apr 30, 2018	Apr 26, 2018	SPOKANE, WA	Firm change

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Apr 26, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 18, 2010 to Apr 30, 2018factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Mar 15, 1999 to Mar 22, 2010factForm ADV
→ D••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7edfe0d6-1e63-c7d0-db36-19f271661b35
First observed: Jan 5, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.