DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J• H•••• C••••••• I•••
THE WOODLANDS, TX | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J• H•••• C••••••• I••• | Independent wealth | Jun 29, 2020 | n/a | yes | LOUISVILLE, KY|THE WOODLANDS, TX | Current employment |
| M•••••• A••••• S••••••••• L•• | Bd affiliated wealth | Mar 25, 2009 | Sep 6, 2013 | no | SAN DIEGO, CA|LOUISVILLE, KY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• A••••• S••••••••• L•• | J• H•••• C••••••• I••• | Sep 6, 2013 | Jun 29, 2020 | 2,488 | Firm change after gap | Other |
| M•••••• A••••• A•••••••• I••• | M•••••• A••••• S••••••••• L•• | Mar 25, 2009 | Mar 25, 2009 |
| M•••••• A••••• A•••••••• I••• | n/a | Jan 16, 2009 | Mar 25, 2009 | no | SAN DIEGO, CA | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Jul 10, 2007 | Dec 31, 2008 | no | LOUISVILLE, KY|LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA|GILFORD, NH | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| I•••••••• C•••••• A••••••• | M•••••• A••••• A•••••••• I••• | Dec 31, 2008 | Jan 16, 2009 | 16 | Firm change | Other |