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Advisor at DTM ADVISORY GROUP LLC
Neptune, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DTM ADVISORY GROUP LLC | State registered | Oct 6, 2022 | n/a | yes | Neptune, NJ | Current employment |
| DTM ADVISORY GROUP LLC | State registered | May 24, 2017 | Dec 31, 2021 | no | NEPTUNE, NJ | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 1, 2005 | Dec 31, 2014 | no | TOMS RIVER, NJ|FREEHOLD, NJ|FREEHOLD, NJ|NEW YORK, NY | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | May 6, 2005 | May 17, 2005 | no | EDISON, NJ | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 11, 2002 | May 11, 2005 | no | BROOKLYN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | DTM ADVISORY GROUP LLC | Dec 31, 2014 | May 24, 2017 | 875 | Firm change after gap | Other |
| HORNOR, TOWNSEND & KENT, LLC | PRINCIPAL SECURITIES, INC. | May 17, 2005 | Jun 1, 2005 | 15 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | HORNOR, TOWNSEND & KENT, LLC | May 11, 2005 | May 6, 2005 | -5 | Firm change | Other |