DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B••• B••• • C••
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••• B••• • C•• | State registered | Jul 7, 2026 | n/a | yes | FORT WAYNE, IN | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | Jul 16, 2026 | no | FT WAYNE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | B••• B••• • C•• | Jul 16, 2026 | Jul 7, 2026 | -9 | Firm change | Ibd to state RIA |
| C••••• A•••••• N••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 29, 2023 | Jun 29, 2023 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 9, 2021 | Jun 29, 2023 | no | NORTH, VA|FT WAYNE, IN | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 3, 2006 | Jun 9, 2021 | no | NORTH, VA|CHARLESTON, WV|FT WAYNE, IN | Previous registration |
| S•••• • S••••••••• L•• | Former SEC adviser | Jan 24, 2005 | Aug 2, 2006 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| V••• F•••••••• A•••••••• I••• | C••••• A•••••• N••••••• L•• | Jun 9, 2021 | Jun 9, 2021 | 0 | Firm change | Ibd to ibd |
| S•••• • S••••••••• L•• | V••• F•••••••• A•••••••• I••• | Aug 2, 2006 | Oct 3, 2006 | 62 | Firm change | Other |