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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SIGMA INVESTMENT MANAGEMENT COMPANY

CRD 104535

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7eeebf4b-5c98-f4e9-1b6b-d83c8adc973c

Data as of Mar 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Mar 26, 2019
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-42418
CRD: 104535
Filings on the tape: 17
First filed: Mar 19, 2012
Latest filed: Mar 26, 2019
Organised: Corporation, Oregon

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARMITAGE, JEANETTE, ANN	CHIEF TECHNOLOGY OFFICER	Na	yes	12/2015	Mar 28, 2016	Mar 26, 2019
BERG, WILLIAM, ARTHUR	CHIEF EXECUTIVE OFFICER, SHAREHOLDER	D	yes	12/2017	Mar 19, 2012	Mar 26, 2019
LAURIN, HARMON, PAO WANG	PRESIDENT, SHAREHOLDER	B	yes	12/2017	Dec 22, 2017	Mar 26, 2019
MERCER ADVISORS INC.	PARENT COMPANY	E	yes	12/2018	Mar 26, 2019	Mar 26, 2019
VAN HORN, JAMES, THOMAS	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	07/2006	Mar 19, 2012	Mar 26, 2019
WYLDER, TIMOTHY, JAMES	VICE PRESIDENT AND SECRETARY, SHAREHOLDER	C	yes	12/2017	Dec 22, 2017	Mar 26, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GREAT FALLS	Mt	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 26, 2019	n/a	n/a	0	0	1	n/a	n/a
2017	Mar 29, 2018	$488M	$488M	10	6	1	n/a	n/a
2016	Mar 29, 2017	$467M	$431M	13	7	n/a	n/a	n/a
2015	Mar 28, 2016	$503M	$503M	14	8	n/a	n/a	n/a
2014	Mar 19, 2015	$514M	$504M	14	7	n/a	n/a	n/a
2013	Mar 17, 2014	$485M	$483M	11	7	n/a	n/a	n/a
2012	Mar 28, 2013	$423M	$421M	11	7	n/a	n/a	n/a
2011	Mar 19, 2012	$479M	$359M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	$488M	n/a	$503M	n/a	0	10	1	1

Relationships

Controls (6)

← LAURIN, HARMON, PAO WANGOwnerPRESIDENT, SHAREHOLDER, ownership code B, individual
Dec 22, 2017 to presentfactForm ADV
← BERG, WILLIAM, ARTHUROwnerCHIEF EXECUTIVE OFFICER, SHAREHOLDER, ownership code D, individual
Mar 19, 2012 to presentfactForm ADV
← VAN HORN, JAMES, THOMASOwnerCHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← WYLDER, TIMOTHY, JAMESOwnerVICE PRESIDENT AND SECRETARY, SHAREHOLDER, ownership code C, individual
Dec 22, 2017 to presentfactForm ADV
← ARMITAGE, JEANETTE, ANNOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 28, 2016 to presentfactForm ADV
← MERCER ADVISORS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Mar 26, 2019 to presentfactForm ADV

Registered with (2)

← MATTHEW WILLIAM SHEETSAdvisorregistration: previous registration
Mar 17, 2015 to Apr 23, 2019factForm ADV
← KYLE B WATTAdvisorregistration: previous registration
Jun 15, 2001 to Oct 7, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7eeebf4b-5c98-f4e9-1b6b-d83c8adc973c
First observed: Mar 19, 2012
Last observed: Mar 26, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIGMA INVESTMENT MANAGEMENT COMPANY

CRD 104535

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7eeebf4b-5c98-f4e9-1b6b-d83c8adc973c

Data as of Mar 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARMITAGE, JEANETTE, ANN

CHIEF TECHNOLOGY OFFICER

yes

12/2015

Mar 28, 2016

Mar 26, 2019

BERG, WILLIAM, ARTHUR

CHIEF EXECUTIVE OFFICER, SHAREHOLDER

yes

12/2017

Mar 19, 2012

Mar 26, 2019

LAURIN, HARMON, PAO WANG

PRESIDENT, SHAREHOLDER

yes

12/2017

Dec 22, 2017

Mar 26, 2019

MERCER ADVISORS INC.

PARENT COMPANY

yes

12/2018

Mar 26, 2019

VAN HORN, JAMES, THOMAS

CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER

yes

07/2006

Mar 19, 2012

Mar 26, 2019

WYLDER, TIMOTHY, JAMES

VICE PRESIDENT AND SECRETARY, SHAREHOLDER

yes

12/2017

Dec 22, 2017

Mar 26, 2019

City

State

Country

Employees

Also broker-dealer

GREAT FALLS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 26, 2019

n/a

2017

Mar 29, 2018

$488M

n/a

2016

Mar 29, 2017

$467M

$431M

n/a

2015

Mar 28, 2016

$503M

n/a

2014

Mar 19, 2015

$514M

$504M

n/a

2013

Mar 17, 2014

$485M

$483M

n/a

2012

Mar 28, 2013

$423M

$421M

n/a

2011

Mar 19, 2012

$479M

$359M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a

$488M

n/a

$503M

n/a