DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Apr 3, 2023 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| P••••••• C•••••• A••••••• C••••••••• | Former SEC adviser | Mar 18, 2021 | Apr 3, 2023 | no | Boise, ID|GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• C•••••• A••••••• C••••••••• | E•••••• A••••••• G••••• L•• | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| F•••• T•••• S••••••••• I••• | P••••••• C•••••• A••••••• C••••••••• | Aug 21, 2020 | Mar 18, 2021 |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Jun 13, 2017 | Aug 21, 2020 | no | ATLANTA, GA | Previous registration |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 19, 2016 | May 18, 2017 | no | ATLANTA, GA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | May 28, 2013 | Dec 31, 2016 | no | ATLANTA, GA | Previous registration |
| 209 |
| Firm change |
| Ibd to RIA |
| T••••• A••••••• S•••••••• I••• | F•••• T•••• S••••••••• I••• | May 18, 2017 | Jun 13, 2017 | 26 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 19, 2016 | -103 | Bulk transfer | Other |