DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• R••••••• C•••••• M••••••••• L••
San Antonio, TX | BROWNSVILLE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• R••••••• C•••••• M••••••••• L•• | State registered | Apr 28, 2014 | n/a | yes | BROWNSVILLE, TX|San Antonio, TX | Current employment |
| G•••• W••••• M••••••••• L•• | State registered | Aug 23, 2017 | Mar 31, 2021 | no | SAN ANTONIO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• W••••• M••••••••• L•• | n/a | Mar 31, 2021 | n/a | n/a | Departure no registered destination | Departure |
| E•••••••• A•••••••• L•• | V••••• R••••••• C•••••• M••••••••• L•• | Aug 26, 2009 | Apr 28, 2014 | 1,706 |
| E•••••••• A•••••••• L•• | National bd RIA | Sep 7, 2005 | Aug 26, 2009 | no | BROWNSVILLE, TX|SAN ANTONIO, TX|SAN ANTONIO, TX|BROWNSVILLE, TX | Previous registration |
| Firm change after gap |
| Ibd to state RIA |