DFX Intelligence
Data Factory
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Reading the graph
CRD 156402
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BUSCEMI, ANTHONY, RICHARD | Member | B | yes | 07/2010 | Feb 14, 2012 | Mar 28, 2013 |
| HARDY, JOHN, BASIL | Member | B | yes | 07/2010 | Feb 14, 2012 | Mar 28, 2013 |
| TAMIS, JENNIFER, KELLEHER | Member | B | yes | 07/2010 | Feb 14, 2012 | Mar 28, 2013 |
| ULA, VIKTOR | MANAGING PARTNER, PRESIDENT | B | yes | 07/2010 | Feb 14, 2012 | Mar 28, 2013 |
| YOUNGBLOOD, JOHN, LAWRENCE | MEMBER, TREASURER, AND SECRETARY | B | yes | 07/2010 | Feb 14, 2012 | Mar 28, 2013 |
| ADEN, DANA, LYN | CHIEF COMPLIANCE OFFICER | Na | no | 07/2010 | Apr 26, 2012 | Mar 28, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GALLATIN CAPITAL LLC | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 28, 2013 | $365M | $0 | 4 | 3 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $365M | n/a | n/a | n/a | n/a | 4 | n/a | n/a | n/a |