DFX Intelligence

M•••••• P•••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M•••••• P•••• P••••••• L••

CRD 298680

OAKLAND, CA

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Search this name across graphsid dfx:ria:7f17791f-162b-a5be-59bc-b56aef726325

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2018 to Apr 22, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $636M••• Locked
Discretionary RAUM: $636M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• M•••••• P•••• C•••••••• M••••• F•••	Other Private Fund	$59.2M	Apr 28, 2023	1	Oct 10, 2018	reported	n/a
M•••••• P•••• C•••••••• F••• L•	Other Private Fund	$55.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J••••••	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	E	yes	07/2017	Oct 10, 2018	Jan 17, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• A•••• M••••••••• L•••	n/a	Asset manager	$6.2B	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$636M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Affiliated with (1)

→ P••••••• A•••• M••••••••• L•••Registered adviserother investment adviser, pooled vehicle sponsor
factForm ADV

Advises (3)

→ M•••••• P•••• C•••••••• F••• L•Private fundOther Private Fund, ERA
Mar 29, 2023 to presentfactForm ADV
→ P••••••• M•••••• P•••• C•••••••• M••••• F•••Private fundOther Private Fund, ERA
Oct 10, 2018 to presentfactForm ADV
→

Dated events

Occurred
Apr 22, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$586M
Occurred
Oct 10, 2018
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f17791f-162b-a5be-59bc-b56aef726325
First observed: Oct 10, 2018
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.