DFX Intelligence

K••• R••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K••• R••••• S•••••

Advisor at P••••• • R••••

LOS ANGELES, CA | Boston, MA

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Search this name across graphsid dfx:ria:7f1e0e1f-836f-4549-8a79-102e5231d8f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• • R••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• • R••••	Other adviser	Sep 29, 2022	n/a	yes	LOS ANGELES, CA\|Boston, MA	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Apr 22, 2019	Sep 5, 2022	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	P••••• • R••••	Sep 5, 2022	Sep 29, 2022	24	Firm change	Other
M••••• S••••••	C••••••• M••••••••• I••••••••• A•••••••• L••	Apr 4, 2019	Apr 22, 2019

Relationships

Registered with (3)

→ P••••• • R••••Registered adviserregistration: current employment
Sep 29, 2022 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 22, 2019 to Sep 5, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 21, 2014 to Apr 4, 2019factForm ADV

Dated events

Occurred
Sep 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f1e0e1f-836f-4549-8a79-102e5231d8f7
First observed: Oct 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.