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RIA / WealthAdvisor27 years in industry

MICHAEL JOHN RICHARDSON

Advisor at RICHARDSON FINANCIAL, INC.

NEW BRAUNFELS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 22, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RICHARDSON FINANCIAL, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 16, 1998
First registration: Oct 22, 1998
Dual registered: no
IAPD individual key: 3125837

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RICHARDSON FINANCIAL, INC.	State registered	Oct 28, 2011	n/a	yes	NEW BRAUNFELS, TX	Current employment
BARRINGTON FINANCIAL ADVISORS, INC.	Former SEC adviser	Jan 18, 2011	Nov 23, 2011	no	HOUSTON, TX	Previous registration
DANIEL FRISHBERG FINANCIAL SERVICES, INC.	n/a	Jul 26, 2006	May 25, 2010	no	SAN ANTONIO, TX	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Jul 11, 2005	May 11, 2006	no	SAN ANTONIO, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Oct 22, 1998	Jan 14, 2005	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARRINGTON FINANCIAL ADVISORS, INC.	RICHARDSON FINANCIAL, INC.	Nov 23, 2011	Oct 28, 2011	-26	Firm change	Other
DANIEL FRISHBERG FINANCIAL SERVICES, INC.	BARRINGTON FINANCIAL ADVISORS, INC.	May 25, 2010	Jan 18, 2011	238	Firm change	Other
EAGLE STRATEGIES LLC	DANIEL FRISHBERG FINANCIAL SERVICES, INC.	May 11, 2006	Jul 26, 2006	76	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	EAGLE STRATEGIES LLC	Jan 14, 2005	Jul 11, 2005	178	Firm change	Other

Relationships

Registered with (5)

→ RICHARDSON FINANCIAL, INC.Registered adviserregistration: current employment
Oct 28, 2011 to presentfactForm ADV
→ BARRINGTON FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 18, 2011 to Nov 23, 2011factForm ADV
→ DANIEL FRISHBERG FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 26, 2006 to May 25, 2010factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Jul 11, 2005 to May 11, 2006factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Oct 22, 1998 to Jan 14, 2005factForm ADV

Dated events

No dated event names this entity yet.