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Advisor at OSAIC WEALTH, INC.
KINGWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | KINGWOOD, TX | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 31, 2020 | Jun 14, 2024 | no | HUMBLE, TX | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 18, 2011 | Aug 17, 2020 | no | HUMBLE, TX|HUMBLE, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 22, 2008 | Feb 3, 2011 | no | NEW CANEY, TX|SAN DIEGO, CA|HOUSTON, TX|KINGWOOD, TX | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 13, 1999 | Nov 3, 2008 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | SECURITIES AMERICA ADVISORS, INC. | Aug 17, 2020 | Jul 31, 2020 | -17 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Feb 3, 2011 | Jan 18, 2011 | -16 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Nov 3, 2008 | Oct 22, 2008 | -12 | Firm change | Other |