DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SENTINEL WEALTH ADVISORS, LLC

CRD 136370

WESTWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f2fa1ea-19d2-b244-0ec2-47003bd42192

Data as of Jun 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jun 25, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $30.8MItem 5.F on the latest filing (2012-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 68
Custody, client assets: $6.7M
SEC number: 801-64724
CRD: 136370
Filings on the tape: 2
First filed: Mar 29, 2012
Latest filed: Jun 25, 2012
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADLEY, BRUCE, JOSEPH	Trustee	F	yes	03/2005	Mar 29, 2012	Jun 25, 2012
COOPER, JAMES, HUGH	PRESIDENT, CEO & MANAGING MEMBER	B	yes	03/2005	Mar 29, 2012	Jun 25, 2012
FRIEND, DONALD, DEE	DIRECTOR OF CLIENT DEV. & MEMBER	B	yes	03/2005	Mar 29, 2012	Jun 25, 2012
WILSON, ANDREA, C.	Trustee	F	yes	03/2005	Mar 29, 2012	Jun 25, 2012
WILSON, ANDREA, C.	CHIEF COMPLIANCE OFFICER, EVP, CFO, & MEMBER	B	yes	03/2005	Mar 29, 2012	Jun 25, 2012
SWA IRREVOCABLE TRUST	Member	D	no	03/2005	Mar 29, 2012	Jun 25, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$30.8M	$30.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$30.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← WILSON, ANDREA, C.OwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← BRADLEY, BRUCE, JOSEPHOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← COOPER, JAMES, HUGHOwnerPRESIDENT, CEO & MANAGING MEMBER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← FRIEND, DONALD, DEEOwnerDIRECTOR OF CLIENT DEV. & MEMBER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← SWA IRREVOCABLE TRUSTOwnerMEMBER, ownership code D, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f2fa1ea-19d2-b244-0ec2-47003bd42192
First observed: Mar 29, 2012
Last observed: Jun 25, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SENTINEL WEALTH ADVISORS, LLC

CRD 136370

WESTWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f2fa1ea-19d2-b244-0ec2-47003bd42192

Data as of Jun 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADLEY, BRUCE, JOSEPH

Trustee

yes

03/2005

Mar 29, 2012

Jun 25, 2012

COOPER, JAMES, HUGH

PRESIDENT, CEO & MANAGING MEMBER

yes

03/2005

Mar 29, 2012

Jun 25, 2012

FRIEND, DONALD, DEE

DIRECTOR OF CLIENT DEV. & MEMBER

yes

03/2005

Mar 29, 2012

Jun 25, 2012

WILSON, ANDREA, C.

Trustee

yes

03/2005

Mar 29, 2012

Jun 25, 2012

WILSON, ANDREA, C.

CHIEF COMPLIANCE OFFICER, EVP, CFO, & MEMBER

yes

03/2005

Mar 29, 2012

Jun 25, 2012

SWA IRREVOCABLE TRUST

Member

03/2005

Mar 29, 2012

Jun 25, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$30.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$30.8M

n/a