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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

GEORGE M PLAISS

Advisor at PT ASSET MANAGEMENT, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f3112f9-5b92-531e-fd7a-01701f5e1f8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Aug 17, 2011 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

George M Plaiss

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PT ASSET MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Aug 17, 2011
Dual registered: no
IAPD individual key: 5676129

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PT ASSET MANAGEMENT, LLC	Asset manager	Aug 17, 2011	n/a	yes	CHICAGO, IL	Current employment
PT ASSET MANAGEMENT, LLC	Asset manager	Aug 17, 2011	Dec 31, 2017	no	CHICAGO, IL	Previous registration

Relationships

Registered with (1)

→ PT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2011 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f3112f9-5b92-531e-fd7a-01701f5e1f8e
First observed: Aug 17, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GEORGE M PLAISS

Advisor at PT ASSET MANAGEMENT, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f3112f9-5b92-531e-fd7a-01701f5e1f8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PT ASSET MANAGEMENT, LLC

Asset manager

Aug 17, 2011

n/a

yes

CHICAGO, IL

Current employment

PT ASSET MANAGEMENT, LLC

Asset manager

Aug 17, 2011

Dec 31, 2017

CHICAGO, IL

Previous registration