DFX Intelligence

S•••• A••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

S•••• A••• M•••••••••

Advisor at B•••••• R••• P•••••• W•••••

CHARLESTON, SC | Carlsbad, CA

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Search this name across graphsid dfx:ria:7f3b1fd4-c50d-c3c9-056d-dd4714fcdadd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• R••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• R••• P•••••• W•••••	Independent wealth	Oct 27, 2023	n/a	yes	Carlsbad, CA\|CHARLESTON, SC	Current employment
W•• F••••••••	Independent wealth	Apr 28, 2017	Oct 24, 2023	no	Carlsbad, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• F••••••••	B•••••• R••• P•••••• W•••••	Oct 24, 2023	Oct 27, 2023	3	Firm change	RIA to RIA
L•• F•••••••• L••	W•• F••••••••	May 11, 2017	Apr 28, 2017

Relationships

Registered with (4)

→ B•••••• R••• P•••••• W•••••Registered adviserregistration: current employment
Oct 27, 2023 to presentfactForm ADV
→ W•• F••••••••Registered adviserregistration: previous registration
Apr 28, 2017 to Oct 24, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2007 to May 11, 2017factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
S•••• A••• M••••••••• left W•• F•••••••• for B•••••• R••• P•••••• W••••• (registered 2023-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f3b1fd4-c50d-c3c9-056d-dd4714fcdadd
First observed: Jun 19, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.