DFX Intelligence

Data Factory

RIA / WealthAdvisor30 years in industry

MIMI KELLER DRAKE

Advisor at CERITY PARTNERS LLC

WEST CONSHOCKEN, PA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f3bb0b6-99d0-e39f-9b37-9e8afe965afa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: May 12, 2022 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mimi B Drake

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Dec 27, 1995
First registration: May 12, 2022
Dual registered: no
Other names: MIMI B KELLER|MIMI B DRAKE|MIMI DRAKE
IAPD individual key: 2667357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	May 24, 2022	n/a	yes	WEST CONSHOCKEN, PA\|NEW YORK, NY	Current employment
PERMIT CAPITAL ADVISORS, LLC	Former SEC adviser	May 12, 2022	May 23, 2022	no	WEST CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERMIT CAPITAL ADVISORS, LLC	CERITY PARTNERS LLC	May 23, 2022	May 24, 2022	1	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157723:151559:PA:2022-05-11	May 23, 2022	May 24, 2022	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (2)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
May 24, 2022 to presentfactForm ADV
→ PERMIT CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 12, 2022 to May 23, 2022factForm ADV

Dated events

Occurred
May 23, 2022
Advisor changed firm
Mimi Keller Drake left Permit Capital Advisors, Llc for Cerity Partners Llc (registered 2022-05-24)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f3bb0b6-99d0-e39f-9b37-9e8afe965afa
First observed: May 12, 2022
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIMI KELLER DRAKE

Advisor at CERITY PARTNERS LLC

WEST CONSHOCKEN, PA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f3bb0b6-99d0-e39f-9b37-9e8afe965afa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CERITY PARTNERS LLC

Independent wealth

May 24, 2022

n/a

yes

WEST CONSHOCKEN, PA|NEW YORK, NY

Current employment

PERMIT CAPITAL ADVISORS, LLC

Former SEC adviser

May 12, 2022

May 23, 2022

WEST CONSHOHOCKEN, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PERMIT CAPITAL ADVISORS, LLC

CERITY PARTNERS LLC

May 23, 2022

May 24, 2022

Firm change

RIA to RIA

Team

Left

Joined

From

Kind

157723:151559:PA:2022-05-11

May 23, 2022

May 24, 2022

WEST CONSHOHOCKEN, PA

Firm change