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Advisor at REDMOUNT CAPITAL PARTNERS LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REDMOUNT CAPITAL PARTNERS LLC | State registered | Jan 28, 2015 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 2, 2014 | Feb 5, 2015 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | REDMOUNT CAPITAL PARTNERS LLC | Feb 5, 2015 | Jan 28, 2015 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:174198:CA:2015-02-05 | Feb 5, 2015 | Jan 28, 2015 | IRVINE, CA | Firm change |