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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

DAVID WILLIAM REASONER

Advisor at LPL FINANCIAL LLC

ORANGE, CA

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Search this name across graphsid dfx:ria:7f41f5ed-84bd-3b29-b43d-9cc338b6172a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 6, 1986
First registration: Feb 23, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1016954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 13, 2010	n/a	yes	ORANGE, CA	Current employment
COOPER MCMANUS	Independent wealth	Nov 5, 2008	Mar 9, 2010	no	LONG BEACH, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Feb 1, 2005	Nov 11, 2008	no	LONG BEACH, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Sep 15, 2003	Jan 3, 2005	no	TARZANA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 23, 2000	Oct 2, 2003	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COOPER MCMANUS	LPL FINANCIAL LLC	Mar 9, 2010	Apr 13, 2010	35	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	COOPER MCMANUS	Nov 11, 2008	Nov 5, 2008	-6	Firm change	Other
CITICORP INVESTMENT SERVICES	SECURITIES AMERICA ADVISORS, INC.	Jan 3, 2005	Feb 1, 2005	29	Firm change	Other
UBS FINANCIAL SERVICES INC.	CITICORP INVESTMENT SERVICES	Oct 2, 2003	Sep 15, 2003	-17	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 13, 2010 to presentfactForm ADV
→ COOPER MCMANUSRegistered adviserregistration: previous registration
Nov 5, 2008 to Mar 9, 2010factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Feb 1, 2005 to Nov 11, 2008factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Sep 15, 2003 to Jan 3, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 23, 2000 to Oct 2, 2003factForm ADV

Dated events

No dated event names this entity yet.