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Advisor at STRATOS WEALTH PARTNERS, LTD
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Nov 21, 2016 | n/a | yes | IRVINE, CA | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Mar 2, 2005 | Apr 11, 2007 | no | IRVINE, CA|IRVINE, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | Mar 11, 2005 | no | ORANGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | STRATOS WEALTH PARTNERS, LTD | Apr 11, 2007 | Nov 21, 2016 | 3,512 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Mar 11, 2005 | Mar 2, 2005 | -9 | Firm change | Other |