DFX Intelligence

G••••••• R•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

G••••••• R•••• C•••••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO

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Search this name across graphsid dfx:ria:7f4b7db4-b34c-bb12-9af4-a451a472480e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 10, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Feb 20, 2025	n/a	yes	Lone Tree, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 14, 2024	Jan 21, 2025	no	Tempe, AZ\|SAN DIEGO, CA\|TEMPE, AZ\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••• S••••• • C••• I•••	Jan 21, 2025	Feb 20, 2025	30	Firm change	Ibd to ibd
C•••••••• G••••• M•••••• I•••	L•• F•••••••• L••	Apr 8, 2024	May 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:6413:CA:2024-04-08	Apr 8, 2024	May 14, 2024	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 14, 2024 to Jan 21, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 10, 2024 to Apr 8, 2024factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f4b7db4-b34c-bb12-9af4-a451a472480e
First observed: Jan 10, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.