DFX Intelligence

J••• S••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

J••• S••••• M••••

Advisor at D••• D••••••• • C••

ELLENSBURG, WA

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Search this name across graphsid dfx:ria:7f4e2d75-f217-023c-c386-d620526b7998

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Jun 22, 2022	n/a	yes	ELLENSBURG, WA	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Oct 6, 2008	Jun 23, 2022	no	OTHELLO, WA\|EPHRATA, WA\|ROYAL CITY, WA\|WENATCHEE, WA\|WARDEN, WA\|MOSES LAKE, WA\|ELLENSBURG, WA\|AURORA, CO\|Mercer Island, WA\|YAKIMA, WA\|ELLENSBURG, WA\|Redmond, WA\|Issaquah, WA\|YAKIMA, WA\|Yakima, WA\|SELAH, WA\|YAKIMA, WA\|ELLENSBURG, WA\|Ellensburg, WA\|WENATCHEE, WA\|OTHELLO, WA\|EPHRATA, WA\|ROYAL CITY, WA\|WARDEN, WA\|TONASKET, WA\|MOSES LAKE, WA\|Kennewick, WA\|Richland, WA\|Kennewick, WA\|Pasco, WA\|YAKIMA, WA\|Walla Walla, WA\|Richland, WA\|Yakima, WA\|Grandview, WA\|Yakima, WA\|Pasco, WA\|Kennewick, WA\|Sunnyside, WA\|BENTON CITY, WA\|Prosser, WA\|Walla Walla, WA\|Kennewick, WA\|YAKIMA, WA\|Selah, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	D••• D••••••• • C••	Jun 23, 2022	Jun 22, 2022	-1	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	U••• B•••••• I••••••••• I•••	Jul 21, 2003	Oct 6, 2008

Relationships

Registered with (3)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 6, 2008 to Jun 23, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2001 to Jul 21, 2003factForm ADV

Dated events

Occurred
Jun 23, 2022
Advisor changed firm
J••• S••••• M•••• left U••• B•••••• I••••••••• I••• for D••• D••••••• • C•• (registered 2022-06-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f4e2d75-f217-023c-c386-d620526b7998
First observed: Nov 26, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.