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D••••• A•••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••• A•••••• V•••••

Advisor at R•• C•••••• M••••••• L••

Boca Raton, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:7f51be0f-def7-9964-1a72-338640fb1873

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Aug 16, 2023	n/a	yes	BOCA RATON, FL\|Boca Raton, FL	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Nov 12, 2015	Aug 18, 2023	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	R•• C•••••• M••••••• L••	Aug 18, 2023	Aug 16, 2023	-2	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
249:31194:FL:2023-08-18	Aug 18, 2023	Aug 16, 2023	BOCA RATON, FL	Firm change

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Nov 12, 2015 to Aug 18, 2023factForm ADV

Dated events

Occurred
Aug 18, 2023
Advisor changed firm
D••••• A•••••• V••••• left O••••••••• • C•• I••• for R•• C•••••• M••••••• L•• (registered 2023-08-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f51be0f-def7-9964-1a72-338640fb1873
First observed: Nov 12, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.