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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

CHRISTOPHER MICHAEL CICE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

NEWTON, PA | Owego, NY

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Search this name across graphsid dfx:ria:7f5c38ff-8a51-959e-1914-2e311403ba91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Nov 9, 2005
First registration: Apr 29, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5014530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 8, 2012	n/a	yes	NEWTON, PA\|Owego, NY	Current employment
MORGAN STANLEY	Wirehouse	Oct 6, 2010	Jan 12, 2012	no	Yardley, PA	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Apr 6, 2010	Oct 14, 2010	no	NEWTOWN, PA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Apr 29, 2008	Oct 14, 2010	no	NEWTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 12, 2012	Oct 8, 2012	270	Firm change	Other
INDEPENDENT ADVISERS GROUP CORP	MORGAN STANLEY	Oct 14, 2010	Oct 6, 2010	-8	Firm change	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Oct 14, 2010	Apr 6, 2010	-191	Firm change after gap	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 8, 2012 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 6, 2010 to Jan 12, 2012factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Apr 6, 2010 to Oct 14, 2010factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Oct 14, 2010factForm ADV

Dated events

No dated event names this entity yet.