DFX Intelligence

R• C••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

R• C••• I•••

R. S. C•••, INC., CRD 158621

NEWPORT BEACH, CA

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Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Sep 9, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $721M••• Locked
Discretionary RAUM: $702M
Private client RAUM: $721Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $120Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• K•••••• R••••••	Certified Financial Planner	NEWPORT BEACH, CA	15	28	1	no
D••••• E••• S•••••	Certified Financial Planner	NEWPORT BEACH, CA	15	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• M•••• K••••••	CEO, TRUSTEE OF T•• R•••••• F••••• T•••• D•• 9••••••••	D	yes	07/2011	Mar 28, 2012	Mar 20, 2024
S•••••• D•••••• E•••	CCO (SINCE 2011), TRUSTEE OF D••••• A•• K••••••• S••••• F••••• L••••• T•••• O• 2••• D•• 0••••••••• (SINCE 2016)	B	yes	07/2011	Mar 28, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$721M	$617M	16.8%	$528M	10.9%	9	8	0	0

Relationships

Registered with (8)

← J••• M••••••• C•••••••••Advisorregistration: previous registration
Nov 3, 2021 to Feb 25, 2025factForm ADV
← D•••••• A•••••• J••••••••Advisorregistration: current employment
Dec 11, 2025 to presentfactForm ADV
← E••• M• P•••Advisorregistration: current employment
Jul 25, 2024 to presentfactForm ADV
← J•• R••••• T••••••••

Dated events

Order

Occurred
23 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2012
Last observed: Sep 9, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 22, 2016	$358M	$358M	9	7	n/a	n/a	n/a
2014	Mar 9, 2015	$368M	$368M	8	6	n/a	n/a	n/a
2013	Mar 18, 2014	$349M	$348M	6	6	n/a	n/a	n/a
2012	Mar 27, 2013	$208M	$207M	5	5	n/a	n/a	n/a
2011	Mar 28, 2012	$189M	$189M	n/a	n/a	n/a	n/a	n/a