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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

VALERIE NORENE MILLER

Advisor at HARBOUR INVESTMENTS, INC.

MADISON, WI | Edmonds, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOUR INVESTMENTS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S66
First exam: May 13, 2003
First registration: May 14, 2003
Dual registered: yes, broker-dealer
Other names: VAL MILLER|VALERIE N MILLER|VALERIE NORENE MILLER|VALERIE JESIONOWSKI|VALERIE NORENE JESIONOWSKI
IAPD individual key: 4633262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOUR INVESTMENTS, INC.	Independent wealth	Apr 27, 2026	n/a	yes	Edmonds, WA\|MADISON, WI\|Edmonds, WA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Apr 29, 2026	no	EDMONDS, WA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 14, 2024	no	EDMONDS, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	May 14, 2003	Nov 6, 2020	no	LYNNWOOD, WA\|EDMONDS, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	HARBOUR INVESTMENTS, INC.	Apr 29, 2026	Apr 27, 2026	-2	Firm change	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Apr 29, 2026factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 14, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
May 14, 2003 to Nov 6, 2020factForm ADV

Dated events

Occurred
Apr 29, 2026
Advisor changed firm
Valerie Norene Miller left Osaic Wealth, Inc. for Harbour Investments, Inc. (registered 2026-04-27)
Form ADVobserved 4 days ago