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Advisor at GWN SECURITIES INC.
LIBERTY TOWNSHIP, OH | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | Nov 11, 2014 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|LIBERTY TOWNSHIP, OH | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Apr 20, 2011 | Nov 11, 2014 | no | LIBERTY TOWNSHIP, OH|PALM BEACH GARDENS, FL | Previous registration |
| BRECEK & YOUNG ADVISORS, INC. | Former SEC adviser | Apr 1, 2002 | Dec 4, 2003 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | GWN SECURITIES INC. | Nov 11, 2014 | Nov 11, 2014 | 0 | Firm change | Other |
| BRECEK & YOUNG ADVISORS, INC. | LEGEND ADVISORY, LLC | Dec 4, 2003 | Apr 20, 2011 | 2,694 | Firm change after gap | Other |