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Advisor at PROSPERITY CAPITAL ADVISORS
WESTLAKE, OH | SCHERERVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | Independent wealth | Nov 15, 2012 | n/a | yes | SCHERERVILLE, IN|WESTLAKE, OH | Current employment |
| CL WEALTH MANAGEMENT LLC | Independent wealth | Oct 3, 2011 | Nov 6, 2012 | no | SCHAUMBURG, IL | Previous registration |
| WORKMAN SECURITIES CORPORATION | n/a | May 20, 2008 | Sep 30, 2011 | no | SCHERERVILLE, IN|SCHERERVILLE, IN|EDEN PRAIRIE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CL WEALTH MANAGEMENT LLC | PROSPERITY CAPITAL ADVISORS | Nov 6, 2012 | Nov 15, 2012 | 9 | Firm change | Other |
| WORKMAN SECURITIES CORPORATION | CL WEALTH MANAGEMENT LLC | Sep 30, 2011 | Oct 3, 2011 | 3 | Firm change | Other |