DFX Intelligence

J•••••• A•• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J•••••• A•• Z••••

Advisor at U••• B•••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:7f7428de-3b91-16f2-1a17-78a4a5425f3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Oct 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Nov 14, 2025	n/a	yes	Patterson, CA\|Modesto, CA\|Turlock, CA\|Modesto, CA\|Angels Camp, CA\|Modesto, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 27, 2025	Nov 18, 2025	no	Ripon, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	U••• B•••••• A•••••••• L••	Nov 18, 2025	Nov 14, 2025	-4	Firm change	Ibd to ibd
T•• S••••••• G••••	C••••• I••••••••• A••••••• L••	May 1, 2025	Aug 27, 2025

Relationships

Registered with (5)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 27, 2025 to Nov 18, 2025factForm ADV
→ T•• S••••••• G••••Registered adviserregistration: previous registration
Jan 9, 2024 to May 1, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
J•••••• A•• Z•••• left C••••• I••••••••• A••••••• L•• for U••• B•••••• A•••••••• L•• (registered 2025-11-14)
Form ADVobserved 7 days ago
Occurred
May 1, 2025
Advisor changed firm
J•••••• A•• Z•••• left T•• S••••••• G•••• for C••••• I••••••••• A••••••• L•• (registered 2025-08-27)
Form ADVobserved 7 days ago
Occurred
Jan 25, 2024
Advisor changed firm
J•••••• A•• Z•••• left W•••• F•••• A••••••• for T•• S••••••• G•••• (registered 2024-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f7428de-3b91-16f2-1a17-78a4a5425f3c
First observed: Oct 27, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.