DFX Intelligence

B••••••• E••••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

B••••••• E••••• N•••••••

Advisor at W••••••• I••••••••• A•••••••

BURLINGTON, VT

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Search this name across graphsid dfx:ria:7f855436-813c-fcfc-8a81-955938debd3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• I••••••••• A•••••••	Independent wealth	Feb 21, 2020	n/a	yes	BURLINGTON, VT	Current employment
W••••••• I••••••••• A•••••••• L••	Former SEC adviser	Apr 16, 2013	Mar 12, 2020	no	BURLINGTON, VT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I••••••••• A•••••••• L••	W••••••• I••••••••• A•••••••	Mar 12, 2020	Feb 21, 2020	-20	Channel change	Other
N••••••• F•••••••• P•••••••• L••	W••••••• I••••••••• A•••••••• L••	Apr 12, 2013	Apr 16, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
116001:305655:VT:2020-03-12	Mar 12, 2020	Feb 21, 2020	BURLINGTON, VT	Firm change

Relationships

Registered with (3)

→ W••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Feb 21, 2020 to presentfactForm ADV
→ W••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2013 to Mar 12, 2020factForm ADV
→ N••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2008 to Apr 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f855436-813c-fcfc-8a81-955938debd3b
First observed: Oct 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.