DFX Intelligence

D••••• T••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

D••••• T••••• D••••

Advisor at C•••••••

Dallas, TX

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Search this name across graphsid dfx:ria:7f91d8fa-4f12-36fc-5572-1d4d87f18887

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jun 29, 2023	n/a	yes	Dallas, TX	Current employment
S••••••• W••••• M••••••••• L••	Former SEC adviser	Nov 3, 2006	Oct 25, 2023	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M••••••••• L••	C•••••••	Oct 25, 2023	Jun 29, 2023	-118	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
134714:175112:TX:2023-10-25	Oct 25, 2023	Jun 29, 2023	DALLAS, TX	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2006 to Oct 25, 2023factForm ADV

Dated events

Occurred
Oct 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f91d8fa-4f12-36fc-5572-1d4d87f18887
First observed: Nov 3, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.