DFX Intelligence

J••• T• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

J••• T• B•••••••••

Advisor at L•• E••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:7fba094f-6510-9838-24b0-9445fa61a24a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	OMAHA, NE\|LINCOLN, NE\|ST LOUIS, MO	Current employment
P•••• S••••••••• L••	No RAUM reported	Jul 6, 2023	Nov 14, 2024	no	St. Louis, MO\|Omaha, NE\|Lincoln, NE\|Lincoln, NE\|Lincoln, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
D••• H••• A•••••••• I•••	P•••• S••••••••• L••	Jul 5, 2023	Jul 6, 2023

Relationships

Registered with (4)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 6, 2023 to Nov 14, 2024factForm ADV
→ D••• H••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2015 to Jul 5, 2023factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jul 5, 2023
Advisor changed firm
J••• T• B••••••••• left D••• H••• A•••••••• I••• for P•••• S••••••••• L•• (registered 2023-07-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fba094f-6510-9838-24b0-9445fa61a24a
First observed: Feb 1, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.