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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Copake, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 29, 2018 | n/a | yes | NEW YORK, NY|Copake, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2006 | Jul 3, 2018 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jul 3, 2018 | Jun 29, 2018 | -4 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NY:2018-07-03 | Jul 3, 2018 | Jun 29, 2018 | NEW YORK, NY | Firm change |