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Advisor at WELLS FARGO ADVISORS
DUNEDIN, FL | CLEARWATER, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 24, 2022 | n/a | yes | DUNEDIN, FL|CLEARWATER, FL|TAMPA, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 6, 2022 | Jul 5, 2022 | no | TAMPA, FL|Tampa, FL|SAN DIEGO, CA | Previous registration |
| SEVERIN INVESTMENTS LLC | Independent wealth | Feb 14, 2022 | Apr 4, 2022 | no | Clearwater, FL | Previous registration |
| IHT WEALTH MANAGEMENT LLC | Bd affiliated wealth | Jun 29, 2021 | Sep 20, 2021 | no | CHICAGO, IL|TAMPA, FL | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Mar 6, 2019 | Mar 31, 2021 | no | TAMPA, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 4, 2019 | no | Tampa, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 3, 2008 | Jun 1, 2009 | no | TAMPA, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 3, 2006 | Oct 7, 2008 | no | TAMPA, FL|TAMPA, FL|BROOKSVILLE, FL|NEW PORT RICHEY, FL|BROOKSVILLE, FL|HOLIDAY, FL|NEW PORT RICHEY, FL|NEW PORT RICHEY, FL|HOLIDAY, FL|HOLIDAY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Jul 5, 2022 | Jun 24, 2022 | -11 | Firm change | RIA to wirehouse |
| SEVERIN INVESTMENTS LLC | LPL FINANCIAL LLC | Apr 4, 2022 | Jun 6, 2022 | 63 | Firm change | RIA to RIA |
| IHT WEALTH MANAGEMENT LLC | SEVERIN INVESTMENTS LLC | Sep 20, 2021 | Feb 14, 2022 | 147 | Firm change | RIA to RIA |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | IHT WEALTH MANAGEMENT LLC | Mar 31, 2021 | Jun 29, 2021 | 90 | Firm change | Ibd to RIA |
| MORGAN STANLEY | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 4, 2019 | Mar 6, 2019 | 2 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 7, 2008 | Nov 3, 2008 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:288590:FL:2019-03-04 | Mar 4, 2019 | Mar 6, 2019 | TAMPA, FL | Firm change |