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J••••• C• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

J••••• C• T•••••••

Advisor at D•••••••• • C•••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:7fc98b58-0167-9f4d-41c3-b76a2998c866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• • C•••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• • C•••••• L••	Bd affiliated wealth	Aug 3, 2017	n/a	yes	RICHMOND, VA	Current employment
V•••• F•••••••• P•••••••	Independent wealth	Sep 15, 2016	May 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• P•••••••	D•••••••• • C•••••• L••	May 31, 2017	Aug 3, 2017	64	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	V•••• F•••••••• P•••••••	Sep 12, 2016

Relationships

Registered with (3)

→ D•••••••• • C•••••• L••Registered adviserregistration: current employment
Aug 3, 2017 to presentfactForm ADV
→ V•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 15, 2016 to May 31, 2017factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2014 to Sep 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fc98b58-0167-9f4d-41c3-b76a2998c866
First observed: Oct 13, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.