DFX Intelligence
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Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
ST. PETERSBURG, FL | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Aug 24, 2020 | n/a | yes | Scottsdale, AZ|ST. PETERSBURG, FL | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Oct 17, 2018 | Aug 13, 2019 | no | SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | R•••••• J•••• • A••••••••• I••• | Aug 13, 2019 | Aug 24, 2020 | 377 | Firm change | Ibd to ibd |
| C•••••• S••••• • C••• I••• | F••••••• P••••••• A•• W•••••••• A••••••• | Oct 5, 2018 | Oct 17, 2018 |
| C•••••• S••••• • C••• I••• | National bd RIA | May 22, 2018 | Oct 5, 2018 | no | Phoenix, AZ | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Nov 15, 2017 | Mar 7, 2018 | no | Los Angeles, CA|Encino, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Apr 12, 2016 | Jun 17, 2016 | no | SANTA FE, NM | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 3, 2012 | Jul 22, 2015 | no | LOS ANGELES, CA|WEEHAWKEN, NJ | Previous registration |
| 12 |
| Firm change |
| Ibd to ibd |
| U•• F•••••••• S••••••• I••• | C•••••• S••••• • C••• I••• | Jun 17, 2016 | Nov 15, 2017 | 516 | Firm change after gap | Wirehouse to ibd |