This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 8, 2010earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Nov 8, 2010

First registration

Nov 27, 2021

Dual registered

yes, broker-dealer

Other names

Kevin George Hofmann|Kevin G Hofmann

IAPD individual key

5359110

• Occurred

  Jun 18, 2026
  Advisor changed firm

  Kevin Hofmann left Northwestern Mutual Investment Services,Llc for J.P. Morgan Securities Llc (registered 2026-09-09)

  Form ADVobserved 4 days ago
• Occurred

  Oct 10, 2023
  Advisor changed firm

  Kevin Hofmann left Citigroup Global Markets Inc. for Northwestern Mutual Investment Services,Llc (registered 2023-11-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7fd9cb2e-efaa-4848-1f04-ae63c91ab305

First observed

Nov 27, 2021

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.