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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

AMANDA WHITNEY

Advisor at CETERA INVESTMENT ADVISERS LLC

San Diego, CA

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Search this name across graphsid dfx:ria:7fdf7eca-1e3f-6480-3f13-0272e18a42a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Oct 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 25, 2019
First registration: Oct 29, 2019
Dual registered: yes, broker-dealer
Other names: Amanda Whitney Specht|AMANDA WHITNEY PECOT
IAPD individual key: 6575603

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 6, 2025	n/a	yes	San Diego, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Sep 11, 2025	no	CARLSBAD, CA	Previous registration
GUIDE MY FINANCES	State registered	Aug 22, 2022	Sep 9, 2025	no	CARLSBAD, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 17, 2022	Jan 19, 2024	no	CARLSBAD, CA\|OAKDALE, MN	Previous registration
CLEAR SKY WEALTH LLC	n/a	Oct 29, 2019	Sep 1, 2022	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 11, 2025	Oct 6, 2025	25	Firm change	Ibd to ibd
GUIDE MY FINANCES	OSAIC WEALTH, INC.	Sep 9, 2025	Jan 19, 2024	-599	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	GUIDE MY FINANCES	Jan 19, 2024	Aug 22, 2022	-515	Firm change after gap	Ibd to state RIA
CLEAR SKY WEALTH LLC	WOODBURY FINANCIAL SERVICES, INC.	Sep 1, 2022	Aug 17, 2022	-15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
421:289013:MN:2024-01-19	Jan 19, 2024	Aug 22, 2022	OAKDALE, MN	Firm change after gap

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Sep 11, 2025factForm ADV
→ GUIDE MY FINANCESRegistered adviserregistration: previous registration
Aug 22, 2022 to Sep 9, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 17, 2022 to Jan 19, 2024factForm ADV
→ CLEAR SKY WEALTH LLCRegistered adviserregistration: previous registration
Oct 29, 2019 to Sep 1, 2022factForm ADV

Dated events

Occurred
Sep 11, 2025
Advisor changed firm
Amanda Whitney left Osaic Wealth, Inc. for Cetera Investment Advisers Llc (registered 2025-10-06)
Form ADVobserved 6 days ago
Occurred
Sep 9, 2025
Advisor changed firm
Amanda Whitney left Guide My Finances for Osaic Wealth, Inc. (registered 2024-01-19)
Form ADVobserved 6 days ago
Occurred
Jan 19, 2024
Advisor changed firm
Amanda Whitney left Woodbury Financial Services, Inc. for Guide My Finances (registered 2022-08-22)
Form ADVobserved 6 days ago
Occurred
Sep 1, 2022
Advisor changed firm
Amanda Whitney left Clear Sky Wealth Llc for Woodbury Financial Services, Inc. (registered 2022-08-17)
Form ADVobserved 6 days ago