DFX Intelligence

B•••• D•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

B•••• D•••• A•••••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Dallas, TX

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Search this name across graphsid dfx:ria:7fe9446e-97a9-6376-6970-39cd49c041c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Feb 25, 2020	n/a	yes	TORRANCE, CA\|Dallas, TX	Current employment
I••••••••• R••••••• • A•••• M••••••••• I••	Former SEC adviser	Dec 14, 2007	Feb 19, 2020	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• R••••••• • A•••• M••••••••• I••	E• W••••• A•••••••	Feb 19, 2020	Feb 25, 2020	6	Firm change	RIA to RIA
T••• N•••• A•••••••• L••	A••••••• S••••••••• G••••• I•••	Dec 18, 2007	Jun 13, 2006

Relationships

Registered with (5)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Feb 25, 2020 to presentfactForm ADV
→ I••••••••• R••••••• • A•••• M••••••••• I••Registered adviserregistration: previous registration
Dec 14, 2007 to Feb 19, 2020factForm ADV
→ T••• N•••• A•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2004 to Dec 18, 2007factForm ADV
→ A••••••• S••••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fe9446e-97a9-6376-6970-39cd49c041c0
First observed: May 10, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.