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Reading the graph
Advisor at MILLION PEBBLES
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MILLION PEBBLES | State registered | Mar 22, 2022 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 12, 2013 | Dec 21, 2021 | no | COLORADO SPRINGS, CO|GOLDEN, CO|COLORADO SPRINGS, CO | Previous registration |
| EDWARD JONES | National bd RIA | Jan 14, 2009 | Apr 15, 2013 | no | COLORADO SPRINGS, CO|ST LOUIS, MO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MILLION PEBBLES | Dec 21, 2021 | Mar 22, 2022 | 91 | Firm change | Ibd to state RIA |
| EDWARD JONES | LPL FINANCIAL LLC | Apr 15, 2013 | Apr 12, 2013 | -3 | Firm change | Other |