DFX Intelligence

T••••• H•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

T••••• H•••• M••••

Advisor at C•••••••• C•••••• C•••••• L••

WEST ORANGE, NJ | NEWARK, NJ

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Search this name across graphsid dfx:ria:7ff8abdf-3cf0-9767-98e0-baa2dabc4644

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C•••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 31, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C•••••• C•••••• L••	State registered	Oct 11, 2021	n/a	yes	NEWARK, NJ\|WEST ORANGE, NJ	Current employment
M••••• S••••••	Wirehouse	Aug 29, 2016	Nov 13, 2019	no	Little Falls, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••••••• C•••••• C•••••• L••	Nov 13, 2019	Oct 11, 2021	698	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (2)

→ C•••••••• C•••••• C•••••• L••Registered adviserregistration: current employment
Oct 11, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 29, 2016 to Nov 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ff8abdf-3cf0-9767-98e0-baa2dabc4644
First observed: Aug 29, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.