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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

CFS CUBIC FINANCIAL SERVICES, INC.

CRD 126238

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80008be4-ee40-eaf9-9c03-abe2fe8f574b

Data as of Jan 8, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Jan 8, 2025
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $146MItem 5.F on the latest filing (2025-01-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $146M
Private client RAUM: $146MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 162
Individual clients: 6
High net worth clients: 33
SEC number: 801-121847
CRD: 126238
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: Jan 8, 2025
Organised: Corporation, GA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CUBIC, JOHN, CHRISTOPHER	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	09/1998	Mar 30, 2012	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CUBIC PYE LLP	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 8, 2025	$146M	$146M	1	1	1	n/a	n/a
2023	Mar 26, 2024	$146M	$146M	1	1	1	n/a	n/a
2022	Mar 27, 2023	$115M	$115M	1	1	1	n/a	n/a
2021	Mar 29, 2022	$132M	$132M	1	1	2	n/a	n/a
2011	Mar 30, 2012	$45.6M	$45.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$146M	$146M	0.0%	$132M	3.4%	1	1	1	1

Relationships

Controls (1)

← CUBIC, JOHN, CHRISTOPHEROwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to Mar 26, 2024factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Cfs Cubic Financial Services, Inc. no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $145.8M)
Form ADVobserved 3 days ago
$146M
Occurred
Jun 24, 2021
First Form ADV filing
Cfs Cubic Financial Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80008be4-ee40-eaf9-9c03-abe2fe8f574b
First observed: Mar 30, 2012
Last observed: Jan 8, 2025 20 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CFS CUBIC FINANCIAL SERVICES, INC.

CRD 126238

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80008be4-ee40-eaf9-9c03-abe2fe8f574b

Data as of Jan 8, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CUBIC, JOHN, CHRISTOPHER

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

09/1998

Mar 30, 2012

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CUBIC PYE LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jan 8, 2025

$146M

n/a

2023

Mar 26, 2024

$146M

n/a

2022

Mar 27, 2023

$115M

n/a

2021

Mar 29, 2022

$132M

n/a

2011

Mar 30, 2012

$45.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$146M

0.0%

$132M

3.4%