DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• G•••• A•••••••
LAKE FOREST, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• G•••• A••••••• | Independent wealth | May 4, 2015 | n/a | yes | LAKE FOREST, IL | Current employment |
| B•• A•••• M••••••••• C•••• | Other adviser | Jun 8, 2012 | May 7, 2015 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• A•••• M••••••••• C•••• | C••••••• G•••• A••••••• | May 7, 2015 | May 4, 2015 | -3 | Firm change | Other |
| M•• I••••••••• M••••••••• C•••• | B•• A•••• M••••••••• C•••• | Jun 8, 2012 | Jun 8, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106466:170912:IL:2015-05-07 | May 7, 2015 | May 4, 2015 | CHICAGO, IL | Firm change |
| M•• I••••••••• M••••••••• C•••• |
| Former SEC adviser |
| Jul 21, 2008 |
| Jun 8, 2012 |
| no |
| MILWAUKEE, WI |
| Previous registration |
| M•• F•••••••• A•••••••• I••• | Former SEC adviser | Sep 16, 2005 | Sep 16, 2005 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| G•••••• S•••• W••••• S•••••••• L••• | Bd affiliated wealth | May 21, 1999 | Aug 22, 2005 | no | LAKE FOREST, IL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M•• F•••••••• A•••••••• I••• | M•• I••••••••• M••••••••• C•••• | Sep 16, 2005 | Jul 21, 2008 | 1,039 | Firm change after gap | Other |
| G•••••• S•••• W••••• S•••••••• L••• | M•• F•••••••• A•••••••• I••• | Aug 22, 2005 | Sep 16, 2005 | 25 | Firm change | Other |