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RIA / WealthAdvisordual registered (broker-dealer)51 years in industry

WILLIAM HARTSFIELD

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Birmingham, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8023a41e-fb28-7ea1-f431-bbf43b7280ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1975earliest registration or exam on IAPD
Years in industry: 51derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jun 27, 2003
First registration: Jun 30, 2003
Dual registered: yes, broker-dealer
Other names: BILLY HARTSFIELD|BILL HARTSFIELD|WILLIAM HARRISON HARTSFIELD
IAPD individual key: 1003157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 18, 2022	n/a	yes	Birmingham, AL	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jan 2, 2004	Apr 18, 2022	no	BIRMIGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
PEACHTREE PLANNING ADVISORS, INC.	n/a	Jun 30, 2003	Feb 23, 2004	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 18, 2022	Apr 18, 2022	0	Firm change	Ibd to ibd
PEACHTREE PLANNING ADVISORS, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Feb 23, 2004	Jan 2, 2004	-52	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15708:134139:AL:2022-04-18	Apr 18, 2022	Apr 18, 2022	BIRMINGHAM, AL	Firm change

Relationships

Registered with (3)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jan 2, 2004 to Apr 18, 2022factForm ADV
→ PEACHTREE PLANNING ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2003 to Feb 23, 2004factForm ADV

Dated events

Occurred
Apr 18, 2022
Advisor changed firm
William Hartsfield left Concourse Financial Group Advisors for Cambridge Investment Research Advisors, Inc. (registered 2022-04-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8023a41e-fb28-7ea1-f431-bbf43b7280ef
First observed: Jun 30, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIAM HARTSFIELD

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Birmingham, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8023a41e-fb28-7ea1-f431-bbf43b7280ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Apr 18, 2022

n/a

yes

Birmingham, AL

Current employment

CONCOURSE FINANCIAL GROUP ADVISORS

Former SEC adviser

Jan 2, 2004

Apr 18, 2022

BIRMIGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL

Previous registration

PEACHTREE PLANNING ADVISORS, INC.

n/a

Jun 30, 2003

Feb 23, 2004

BIRMINGHAM, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CONCOURSE FINANCIAL GROUP ADVISORS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 18, 2022

Firm change

Ibd to ibd

PEACHTREE PLANNING ADVISORS, INC.

CONCOURSE FINANCIAL GROUP ADVISORS

Feb 23, 2004

Jan 2, 2004

-52

Firm change after gap

Other

Team

Left

Joined

From

Kind

15708:134139:AL:2022-04-18

Apr 18, 2022

BIRMINGHAM, AL

Firm change