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Advisor at OPPENHEIMER & CO. INC.
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 26, 2024 | n/a | yes | CORAL GABLES, FL | Current employment |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Nov 3, 2021 | Feb 26, 2024 | no | Coral Gables, FL|Coral Gables, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 1, 2015 | Nov 22, 2021 | no | Plantation, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | OPPENHEIMER & CO. INC. | Feb 26, 2024 | Feb 26, 2024 | 0 | Firm change | RIA to ibd |
| MORGAN STANLEY | FIRST HORIZON ADVISORS, INC | Nov 22, 2021 | Nov 3, 2021 | -19 | Firm change | Wirehouse to RIA |