DFX Intelligence

M••• N••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

M••• N••••••• P•••••••

Advisor at E•• A•••••••• L••

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:802f39ca-6858-ac5c-5977-81e4ed055102

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Jun 30, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••• N••••••• P•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• A•••••••• L••	Independent wealth	Nov 14, 2025	n/a	yes	RALEIGH, NC	Current employment
C••• C••••••• L••	Independent wealth	Jan 22, 2024	May 22, 2024	no	Raleigh, NC\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••••• L••	E•• A•••••••• L••	May 22, 2024	Nov 14, 2025	541	Firm change after gap	RIA to new firm
C••• C••••••	C••• C••••••• L••	Jan 26, 2024	Jan 22, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
281133:134249:NC:2024-01-26	Jan 26, 2024	Jan 22, 2024	RALEIGH, NC	Firm change

Relationships

Registered with (5)

→ E•• A•••••••• L••Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Jan 22, 2024 to May 22, 2024factForm ADV
→ C••• C••••••Registered adviserregistration: previous registration
Sep 3, 2019 to Jan 26, 2024factForm ADV
→ C•••••••

Dated events

Occurred
May 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:802f39ca-6858-ac5c-5977-81e4ed055102
First observed: Jun 30, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.