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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOHN MICHAEL FLYNN

Advisor at LPL ENTERPRISE, LLC

BEDMINSTER, NJ

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Search this name across graphsid dfx:ria:802f7579-3eee-da52-f96e-e941458b6105

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 30, 2001
First registration: May 7, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4139823

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Jan 8, 2025	n/a	yes	BEDMINSTER, NJ	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 7, 2016	Feb 11, 2020	no	MELVILLE, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 9, 2014	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 7, 2009	Oct 1, 2012	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	LPL ENTERPRISE, LLC	Feb 11, 2020	Jan 8, 2025	1,793	Firm change after gap	Ibd to new firm
J.P. MORGAN SECURITIES LLC	EQUITABLE ADVISORS, LLC	Oct 9, 2014	Oct 7, 2016	729	Firm change after gap	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 7, 2016 to Feb 11, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 9, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 7, 2009 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.