DFX Intelligence

M••• R••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

M••• R••••• M•••••

Advisor at I••••• C•••••• P•••••••

SPRINGBORO, OH

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Search this name across graphsid dfx:ria:8032bbcb-e1b1-f49f-68d0-fa5029e0516f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• C•••••• P•••••••	Independent wealth	Feb 15, 2019	n/a	yes	SPRINGBORO, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 8, 2008	Feb 20, 2019	no	MIAMISBURG, OH\|MIAMISBURG, OH\|DAYTON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I••••• C•••••• P•••••••	Feb 20, 2019	Feb 15, 2019	-5	Firm change	Wirehouse to RIA
M••••• S•••••• • C•• L••	W•••• F•••• A•••••••	Feb 11, 2008	Feb 8, 2008

Relationships

Registered with (4)

→ I••••• C•••••• P•••••••Registered adviserregistration: current employment
Feb 15, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 8, 2008 to Feb 20, 2019factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Feb 11, 2008factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8032bbcb-e1b1-f49f-68d0-fa5029e0516f
First observed: May 9, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.