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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 20, 2012 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Aug 4, 2010 | Dec 10, 2012 | no | TACOMA, WA|SAN DIEGO, CA|FEDERAL WAY, WA|BONNEY LAKE, WA|PUYALLUP, WA|OLYMPIA, WA|SAN DIEGO, CA|GIG HARBOR, WA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | May 26, 2006 | Nov 19, 2008 | no | CHULA VISTA, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | Dec 10, 2012 | Dec 20, 2012 | 10 | Firm change | Other |