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C•••••• A••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••••• A••••• W•••

Advisor at A••••••• A••••••• L••

Lake Oswego, OR | CULVER CITY, CA

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Search this name across graphsid dfx:ria:805c0f99-c706-674d-1fc5-4e4aeaa3b442

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• L••	No RAUM reported	Jun 23, 2026	n/a	yes	CULVER CITY, CA\|Lake Oswego, OR	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 31, 2022	Jun 16, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••• A••••••• L••	Jun 16, 2026	Jun 23, 2026	7	Firm change	Wirehouse to new firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Sep 26, 2022

Relationships

Registered with (4)

→ A••••••• A••••••• L••Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 31, 2022 to Jun 16, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 22, 2017 to Sep 26, 2022factForm ADV
→ K•• I••••••••• S••••••• L••

Dated events

Occurred
Jun 16, 2026
Advisor changed firm
C•••••• A••••• W••• left W•••• F•••• A••••••• for A••••••• A••••••• L•• (registered 2026-06-23)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
Advisor changed firm
C•••••• A••••• W••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2022-08-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:805c0f99-c706-674d-1fc5-4e4aeaa3b442
First observed: Mar 8, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.